FINRA Series 6 Practice Test
2024 Edition
Take this free FINRA Series 6 practice exam get an idea of what is on the exam to become a financial investment representative.
The Series 6 exam (Investment Company and Variable Contracts Products Representative Qualification Examination (IR)) tests your competency as an entry-level representative in an investment company and a representative of variable contract products. The exam tests the candidate’s knowledge of critical functions of an investment company and variable contract products such as mutual funds sales and variable annuities in such topics as: Seeks Business for the Broker-dealer from Customers and Potential Customers; Opens Accounts After Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives; Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records; Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions.
Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 6 exam to obtain registration.
Quality starts with who wrote the material. Our writers:
Diane Dean, LPC, RN-BC, MA, is a licensed professional counselor and educator with 20 years of experience...
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Stacy Fruhling, LCPC,LCADC, NCC. MAC, is an adjunct professor in psychology and counseling at the...
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Lisa Slade, MS, LPC, NCC, is an adjunct professor in psychology, counseling, sociology...
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Our Practice exam covers the actual NCE Domains:
The NCE contains 200 multiple-choice, non-sectioned questions. There are different versions of the test. Test questions.
There are different versions of the text. Test questions come from a pool of questions that have been extensively reviewed and researched for content accuracy and clarity
Below are the six domains tested by the NBCC on the NCE:
- Professional Practice & Ethics
- Intake Assessment and Diagnosis
- Areas of Clinical Focus
- Treatment Planning
- Counseling Skills and Interventions
- Core Counseling Attributes
Covering the Eight CACREP Common Core Areas:
- Professional Counseling Orientation and Ethical Practice
- Social and Cultural Diversity
- Human Growth and Development
- Career Development
- Counseling and Helping Relationships
- Group Counseling and Group Work
- Assessment and Testing
- Research and Program Evaluation
Free Sample Questions
Free Sample Questions
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