FINRA Series 7 Practice Test
2024 Edition
Take this free FINRA Series 7 practice exam to get an idea of what is on the exam to become a financial investment representative.
The Series 7 exam (the General Securities Representative Qualification Examination (GS)) tests your competency as a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities. Topics tested include: Seeks Business for the Broker-Dealer from Customers and Potential Customers; Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives; Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records; Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions.
Candidates must pass the Securities Industry Essentials (SIE) exam and the Series 7 exam to obtain the General Securities Representative registration.
Quality starts with who wrote the material. Our writers:
Diane Dean, LPC, RN-BC, MA, is a licensed professional counselor and educator with 20 years of experience...
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Stacy Fruhling, LCPC,LCADC, NCC. MAC, is an adjunct professor in psychology and counseling at the...
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Lisa Slade, MS, LPC, NCC, is an adjunct professor in psychology, counseling, sociology...
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Our Practice exam covers the actual NCE Domains:
The NCE contains 200 multiple-choice, non-sectioned questions. There are different versions of the test. Test questions.
There are different versions of the text. Test questions come from a pool of questions that have been extensively reviewed and researched for content accuracy and clarity
Below are the six domains tested by the NBCC on the NCE:
- Professional Practice & Ethics
- Intake Assessment and Diagnosis
- Areas of Clinical Focus
- Treatment Planning
- Counseling Skills and Interventions
- Core Counseling Attributes
Covering the Eight CACREP Common Core Areas:
- Professional Counseling Orientation and Ethical Practice
- Social and Cultural Diversity
- Human Growth and Development
- Career Development
- Counseling and Helping Relationships
- Group Counseling and Group Work
- Assessment and Testing
- Research and Program Evaluation
Free Sample Questions
Free Sample Questions
Related Links
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11. | Which of the following calculates the CY (current yield) of a bond? | ||
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Annual interest divided by market value = CY (current yield).
Incorrect answer. Please choose another answer.
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